On October 6, 2026, Voya Financial, Inc. submitted a Form 8-K under Regulation FD to reveal preliminary alternative investment income projections for the third quarter ending September 30, 2026, ahead of its upcoming earnings announcement.
Key Highlights
- Projected range: The combined alternative investment income for Q3 2026 is projected to be between $40 million and $50 million (pre-tax), excluding variable and incentive compensation, as per the filing.
- Annualized return: The midpoint of the estimate corresponds to an annualized return near 8.5%, according to the disclosure.
- Coverage: These estimates encompass alternative investment income from the general account and investment capital returns within the Investment Management segment.
- Earnings release date: Voya Financial plans to release its quarterly earnings report and financial supplement for Q3 2026 on November 2, 2026.
- Preliminary nature: The company noted that financial closing processes for the quarter are incomplete and actual results “could be materially different” from these preliminary figures.
Voya Financial Provides Preliminary Q3 2026 Alternative Investment Income Disclosure Under Regulation FD
Voya Financial, Inc.
(NYSE:VOYA)
filed a current report on October 6, 2026, presenting preliminary alternative investment income figures for the quarter ended September 30, 2026. This disclosure under Item 7.01 (Regulation FD Disclosure) was made ahead of the company’s formal quarterly earnings release scheduled for November 2, 2026.
The filing estimates combined alternative investment income for Q3 2026 at approximately $40 million to $50 million on a pre-tax basis, excluding variable and incentive compensation. The midpoint of this range equates to an annualized return of roughly 8.5%. These figures include income from the general account and investment capital returns within the Investment Management segment.
Voya Financial emphasized that these preliminary results “have been prepared in good faith on a consistent basis with prior periods” but highlighted that financial closing procedures for the three and nine months ended September 30, 2026, are not yet finalized. Additionally, Ernst & Young LLP, the company’s independent registered public accounting firm, “has not audited, reviewed, compiled, or performed any procedures” regarding these preliminary numbers. The filing also contains forward-looking statements subject to risks and uncertainties detailed in the company’s Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, and other regulatory filings.
Summary of Disclosure
On October 6, 2026, Voya Financial filed a Regulation FD current report providing a preliminary estimate of combined alternative investment income for Q3 2026 at approximately $40 million to $50 million (pre-tax), excluding variable and incentive compensation, with the full earnings release scheduled for November 2, 2026.
